0000928475-05-000073.txt : 20120618
0000928475-05-000073.hdr.sgml : 20120618
20050404155810
ACCESSION NUMBER: 0000928475-05-000073
CONFORMED SUBMISSION TYPE: SC 13D/A
PUBLIC DOCUMENT COUNT: 3
FILED AS OF DATE: 20050404
DATE AS OF CHANGE: 20050404
GROUP MEMBERS: KERR MCGEE
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: KERR MCGEE CORP /DE
CENTRAL INDEX KEY: 0001141185
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 731612389
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13D/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-78007
FILM NUMBER: 05729862
BUSINESS ADDRESS:
STREET 1: KERR-MCGEE CENTER
STREET 2: 123 ROBERT S. KERR AVENUE
CITY: OKLAHOMA CITY
STATE: OK
ZIP: 73102
BUSINESS PHONE: 4052701313
MAIL ADDRESS:
STREET 1: KERR-MCGEE CENTER
STREET 2: P.O. BOX 25861
CITY: OKLAHOMA CITY
STATE: OK
ZIP: 73125
FORMER COMPANY:
FORMER CONFORMED NAME: KERR MCGEE HOLDCO INC
DATE OF NAME CHANGE: 20010525
FORMER COMPANY:
FORMER CONFORMED NAME: KING HOLDCO INC
DATE OF NAME CHANGE: 20010523
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: ICAHN CARL C ET AL
CENTRAL INDEX KEY: 0000921669
STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000]
IRS NUMBER: 000000000
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13D/A
BUSINESS ADDRESS:
STREET 1: C/O ICAHN ASSOCIATES CORP
STREET 2: 767 FIFTH AVE #4700
CITY: NEW YORK
STATE: NY
ZIP: 10153
BUSINESS PHONE: 2127024300
MAIL ADDRESS:
STREET 1: C/O ICAHN ASSOCIATES CORP
STREET 2: 767 FIFTH AVE #4700
CITY: NEW YORK
STATE: NY
ZIP: 10153
SC 13D/A
1
schedule13d44.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 3)*
Kerr-McGee Corporation
(Name of Issuer)
Common Stock
(Title of Class of Securities)
492386107
(CUSIP Number)
Marc Weitzen, Esq.
General Counsel
Icahn Associates Corp. & affiliated companies
767 Fifth Avenue, 47th Floor
New York, New York 10153
(212) 702-4388
(Name, Address and Telephone Number of Person Authorized to
Receive Notices and Communications)
April 4, 2005
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition that is the subject of this Schedule 13D, and is filing this
schedule because of " 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the
following box / /.
NOTE: Schedules filed in paper format shall include a signed original and five
copies of the schedule, including all exhibits. See Rule 13d-7 for other parties
to whom copies are to be sent.
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
SCHEDULE 13D
CUSIP No. 492386107
1 NAME OF REPORTING PERSON
High River Limited Partnership
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a)//
(b)/X/
3 SEC USE ONLY
4 SOURCE OF FUNDS*
OO
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(e) /X/
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
7 SOLE VOTING POWER
1,636,820
8 SHARED VOTING POWER
0
9 SOLE DISPOSITIVE POWER
1,636,820
10 SHARED DISPOSITIVE POWER
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,636,820
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
/X/
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.00%
14 TYPE OF REPORTING PERSON*
PN
SCHEDULE 13D
CUSIP No. 492386107
NAME OF REPORTING PERSON
Hopper Investments LLC
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a)//
(b)/X/
3 SEC USE ONLY
4 SOURCE OF FUNDS*
OO
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(e) /X/
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
7 SOLE VOTING POWER
0
8 SHARED VOTING POWER
1,636,820
9 SOLE DISPOSITIVE POWER
0
10 SHARED DISPOSITIVE POWER
1,636,820
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,636,820
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
/X/
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.00%
14 TYPE OF REPORTING PERSON*
OO
SCHEDULE 13D
CUSIP No. 492386107
NAME OF REPORTING PERSON
Barberry Corp.
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a)//
(b)/X/
3 SEC USE ONLY
4 SOURCE OF FUNDS*
OO
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(e) /X/
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
7 SOLE VOTING POWER
0
8 SHARED VOTING POWER
1,636,820
9 SOLE DISPOSITIVE POWER
0
10 SHARED DISPOSITIVE POWER
1,636,820
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,636,820
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
/X/
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.00%
14 TYPE OF REPORTING PERSON*
CO
SCHEDULE 13D
CUSIP No. 492386107
NAME OF REPORTING PERSON
Icahn Partners Master Fund L.P.
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) //
(b)/X/
3 SEC USE ONLY
4 SOURCE OF FUNDS*
OO
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(e) /X/
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
7 SOLE VOTING POWER
3,341,077
8 SHARED VOTING POWER
0
9 SOLE DISPOSITIVE POWER
3,341,077
10 SHARED DISPOSITIVE POWER
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,341,077
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
/X/
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
2.04%
14 TYPE OF REPORTING PERSON*
PN
SCHEDULE 13D
CUSIP No. 492386107
NAME OF REPORTING PERSON
Icahn Offshore L.P.
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a)//
(b)/X/
4 SOURCE OF FUNDS*
OO
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(e) /X/
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
7 SOLE VOTING POWER
0
8 SHARED VOTING POWER
3,341,077
9 SOLE DISPOSITIVE POWER
0
10 SHARED DISPOSITIVE POWER
3,341,077
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,341,077
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
/X/
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
2.04%
14 TYPE OF REPORTING PERSON*
PN
SCHEDULE 13D
CUSIP No. 492386107
NAME OF REPORTING PERSON
CCI Offshore LLC
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a)//
(b)/X/
4 SOURCE OF FUNDS*
OO
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(e) /X/
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
7 SOLE VOTING POWER
0
8 SHARED VOTING POWER
3,341,077
9 SOLE DISPOSITIVE POWER
0
10 SHARED DISPOSITIVE POWER
3,341,077
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,341,077
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
/X/
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
2.04%
14 TYPE OF REPORTING PERSON*
OO
SCHEDULE 13D
CUSIP No. 492386107
NAME OF REPORTING PERSON
Icahn Partners L.P.
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a)//
(b)/X/
3 SEC USE ONLY
4 SOURCE OF FUNDS*
OO
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(e) /X/
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
7 SOLE VOTING POWER
3,206,203
8 SHARED VOTING POWER
0
9 SOLE DISPOSITIVE POWER
3,206,203
10 SHARED DISPOSITIVE POWER
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,206,203
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
/X/
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.96%
14 TYPE OF REPORTING PERSON*
PN
SCHEDULE 13D
CUSIP No. 492386107
NAME OF REPORTING PERSON
Icahn Onshore L.P.
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
2 CHECK THE APPROPRIATE BOX IF A MEMBER O
(a)//
(b)/X/
3 SEC USE ONLY
4 SOURCE OF FUNDS*
OO
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(e) /X/
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
7 SOLE VOTING POWER
0
8 SHARED VOTING POWER
3,206,203
9 SOLE DISPOSITIVE POWER
0
10 SHARED DISPOSITIVE POWER
3,206,203
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,206,203
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
/X/
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.96%
14 TYPE OF REPORTING PERSON*
PN
SCHEDULE 13D
CUSIP No. 492386107
NAME OF REPORTING PERSON
CCI Onshore LLC
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a)//
(b)/X/
3 SEC USE ONLY
4 SOURCE OF FUNDS*
OO
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(e) /X/
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
7 SOLE VOTING POWER
0
8 SHARED VOTING POWER
3,206,203
9 SOLE DISPOSITIVE POWER
0
10 SHARED DISPOSITIVE POWER
3,206,203
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,206,203
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
/X/
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.96%
14 TYPE OF REPORTING PERSON*
OO
SCHEDULE 13D
CUSIP No. 492386107
1 NAME OF REPORTING PERSON
Carl C. Icahn
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a)//
(b)/X/
4 SOURCE OF FUNDS*
OO
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(e) /X/
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
7 SOLE VOTING POWER
0
8 SHARED VOTING POWER
8,184,100
9 SOLE DISPOSITIVE POWER
0
10 SHARED DISPOSITIVE POWER
8,184,100
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
8,184,100
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
/X/
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
5.01%
14 TYPE OF REPORTING PERSON*
IN
SCHEDULE 13D
Item 1. Security and Issuer
The Schedule 13D filed on March 3, 2005 by the Reporting Persons (as
defined herein), relating to the common stock, $1.00 par value (the "Shares"),
of Kerr-McGee Corporation, a Delaware corporation (the "Issuer"), as amended by
Amendment No. 1 filed on March 11, 2005 and Amendment No. 2 filed on March 24,
2005, is hereby amended and restated as set forth below by this Amendment No. 3
to Schedule 13D. The address of the principal executive offices of the Issuer is
Kerr-McGee Center, 123 Robert S. Kerr Avenue, Oklahoma City, OK 73102.
Item 2. Identity and Background
Item 2 is hereby amended and restated to read, in its entirety, as follows:
The persons filing this statement are Barberry Corp., a Delaware
corporation ("Barberry"), Hopper Investments, LLC, a Delaware limited liability
company, High River Limited Partnership, a Delaware limited partnership ("High
River"), Icahn Partners Master Fund L.P., a Cayman Islands limited partnership
("Icahn Master"), Icahn Offshore L.P., a Delaware limited partnership ("Icahn
Offshore"), CCI Offshore LLC, a Delaware limited liability company ("CCI
Offshore"), Icahn Partners L.P., a Delaware limited partnership ("Icahn
Partners"), Icahn Onshore L.P., a Delaware limited partnership ("Icahn
Onshore"), CCI Onshore LLC, a Delaware limited liability company (" CCI
Onshore") and Carl C. Icahn, a citizen of the United States of America
(collectively, the "Reporting Persons"). The principal business address and the
address of the principal office of the Reporting Persons is c/o Icahn Associates
Corp., 767 Fifth Avenue, 47th Floor, New York, New York 10153, except that (i)
the principal business address of each of Barberry, Hopper and High River is 100
South Bedford Road, Mount Kisco, New York 10549 and (ii) the principal business
address of Icahn Master is c/o Walkers SPV Limited, P.O. Box 908GT, 87 Mary
Street, George Town, Grand Cayman, Cayman Islands.
Barberry is the sole member of Hopper, which is the general partner of
High River. CCI Offshore is the general partner of Icahn Offshore, which is the
general partner of Icahn Master. CCI Onshore is the general partner of Icahn
Onshore, which is the general partner of Icahn Partners. Each of Barberry, CCI
Offshore and CCI Onshore is 100 percent owned by Carl C. Icahn. As such, Mr.
Icahn is in a position directly and indirectly to determine the investment and
voting decisions made by the Reporting Persons.
Each of Icahn Master, Icahn Partners, Barberry and High River is
primarily engaged in the business of investing in securities. Hopper is
primarily engaged in the business of serving as the general partner of High
River. Icahn Offshore and Icahn Onshore are primarily engaged in the business of
serving as the general partner of Icahn Master and Icahn Partners, respectively.
CCI Offshore and CCI Onshore are primarily engaged in the business of serving as
the general partner of Icahn Offshore and Icahn Onshore, respectively. Carl C.
Icahn's present principal occupation or employment is (i) owning all of the
interest in CCI Onshore and CCI Offshore, through which Mr. Icahn indirectly
directs and manages the investments of Icahn Master and Icahn Partners and (ii)
acting as President and a director of Starfire Holding Corporation ("Starfire"),
and as the Chairman of the Board and a director of various of Starfire's
subsidiaries. Starfire is primarily engaged in the business of investing in and
holding securities of various entities.
The name, citizenship, present principal occupation or employment and
business address of each director and executive officer of High River and
Barberry, are set forth in Schedule A attached hereto.
Except as set forth on Schedule B, no member of any of the Reporting
Persons nor any manager or executive officer of the Reporting Persons, has,
during the past five years, (a) been convicted in a criminal proceeding
(excluding traffic violations or similar misdemeanors), or (b) been a party to a
civil proceeding of a judicial or administrative body of competent jurisdiction
and as a result of such proceeding was or is subject to a judgment, decree or
final order enjoining future violations of, or prohibiting, or mandating
activities subject to, Federal or State securities laws or a finding of any
violation with respect to such laws.
Any disclosures made herein with respect to persons or entities other
than the Reporting Persons are made on information and belief after making
inquiry to the appropriate party. By virtue of the transactions described in
Item 4, the Reporting Persons and the JANA Parties (as hereinafter defined) may
be deemed to be a "group" within the meaning of Section 13(d)(3) of the
Securities Exchange Act of 1934, as amended (the "Act"). However, neither the
fact of this filing nor anything contained herein shall be deemed to be an
admission by any of the Reporting Persons that they are the beneficial owners of
Shares owned by the JANA Parties.
Item 3. Source and Amount of Funds or Other Consideration
Item 3 is hereby amended and restated to read, in its entirety, as follows:
The aggregate purchase price of the 8,184,100 Shares purchased by High
River, Icahn Master and Icahn Partners, collectively, was $592,607,464.70
(including commissions and, with respect to Shares acquired upon exercise of
options, including option purchase prices). The source of funding for the
purchase of these Shares was the respective general working capital of the
purchasers, and, with respect to High River, pursuant to margin accounts in the
regular course of business.
Item 4. Purpose of Transaction
Item 4 is hereby amended and restated to read, in its entirety, as follows:
The Reporting Persons acquired the Shares believing them to be
undervalued. The Reporting Persons reserve the right to acquire additional
Shares at any time and from time to time in the open market or otherwise. In
addition, the Reporting Persons may dispose of all or any portion of the Shares
at any time or from time to time in the open market or otherwise.
Representatives of the Reporting Persons have had discussions with
Barry Rosenstein and other representatives of JANA Partners LLC regarding the
Issuer and the Shares. Barry Rosenstein is a managing member of JANA Partners
LLC, which serves as the investment manager of JANA Master Fund Ltd. (Barry
Rosenstein, JANA Partners LLC and JANA Master Fund Ltd. are sometimes
hereinafter referred to collectively as the "JANA Parties").
On February 14, 2005, the Reporting Persons acquired an option (the
"JANA Option") to purchase, in the aggregate, 250,000 Shares from JANA Master
Fund Ltd. Pursuant to the exercise of the JANA Option on March 1, 2005, Icahn
Partners purchased 96,000 Shares, Icahn Master purchased 104,000 Shares and High
River purchased 50,000 Shares. The JANA Option had an exercise price of $60.00
per Share and an expiration date of August 14, 2005. A copy of the JANA Option
is filed herewith as an exhibit and incorporated herein by reference, and any
descriptions herein of the JANA Option are qualified in their entirety by
reference to the JANA Option.
On March 2, 2005, the Reporting Persons delivered a letter to the
Issuer (the "Notification Letter"), notifying the Issuer that the Reporting
Persons intend to appear at the 2005 annual meeting of the Issuer's
stockholders, in person or by proxy, to nominate and seek to elect Carl Icahn
and Barry Rosenstein as members of the board of directors of the Issuer. A copy
of the Notification Letter is filed herewith as an exhibit and incorporated
herein by reference, and any descriptions herein of the Notification Letter are
qualified in their entirety by reference to the Notification Letter.
On March 3, 2005, the Reporting Persons and JANA Partners LLC sent a
letter to the Issuer (the "Proposed Transaction Letter"), regarding a proposed
transaction to increase shareholder value. A copy of the Proposed Transaction
Letter is filed herewith as an exhibit and incorporated herein by reference, and
any descriptions herein of the Proposed Transaction Letter are qualified in
their entirety by reference to the Proposed Transaction Letter.
On March 10, 2005, the Reporting Persons and JANA Partners LLC sent a
letter to the Issuer (the "Response Letter"), responding to the Issuer's
announcement of the proposed sale of its chemicals business and share repurchase
program. A copy of the Response Letter is filed herewith as an exhibit and
incorporated herein by reference, and any descriptions herein of the Response
Letter are qualified in their entirety by reference to the Response Letter.
On March 10, 2005, the Issuer filed a lawsuit in federal court in
Oklahoma against the Reporting Persons, the JANA Parties and certain of their
respective affiliates. A copy of the amended complaint filed by the Issuer (the
"Complaint") is filed herewith as an exhibit and incorporated herein by
reference, and any descriptions herein of the Complaint are qualified in their
entirety by reference to the Complaint.
On March 17, 2005, the Reporting Persons sent a letter to the Issuer
(the "Demand Letter"), demanding, pursuant to Delaware law, the right to inspect
certain books and records (including stockholder list materials) of the Issuer.
A copy of the Demand Letter is filed herewith as an exhibit and incorporated
herein by reference, and any descriptions herein of the Demand Letter are
qualified in their entirety by reference to the Demand Letter.
On March 24, 2005, the Reporting Persons, the JANA Parties and certain
related parties filed a preliminary proxy statement with the SEC relating to the
solicitation of proxies on behalf of Carl C. Icahn and Barry S. Rosenstein as
candidates for director at the Issuer's 2005 annual meeting of stockholders.
On March 24, 2005, the Reporting Persons and the JANA Parties agreed to
each pay half of all costs related to the solicitation of proxies (including
expenditures for public relations and financial advisers, proxy solicitors,
advertising, printing, transportation and related expenses), except that the
Reporting Persons and the JANA Parties will each bear their own legal expenses.
On April 4 2005, the Reporting Persons and JANA Partners LLC sent a
letter to the Board of Directors of the Issuer (the "Board Letter"). A copy of
the Board Letter is filed herewith as an exhibit and incorporated herein by
reference, and any descriptions herein of the Board Letter are qualified in
their entirety by reference to the Board Letter.
On April 4, 2005, the Reporting Persons filed an answer to the Complaint
(the "Answer"). A copy of the Answer is filed herewith as an exhibit and
incorporated herein by reference, and any descriptions herein of the Answer
are qualified in their entirety by reference to the Answer.
As a result of the foregoing, the Reporting Persons and the JANA
Parties may be deemed to be members of a "group" within the meaning of Section
13(d)(3) of the Act. However, neither the fact of this filing nor anything
contained herein shall be deemed to be an admission by any of the Reporting
Persons that they are the beneficial owners of Shares owned by the JANA Parties.
THE REPORTING PERSONS, THE JANA PARTIES AND CERTAIN RELATED PARTIES FILED A
PRELIMINARY PROXY STATEMENT WITH THE SECURITIES AND EXCHANGE COMMISSION ON MARCH
24, 2005 RELATING TO THEIR SOLICITATION OF PROXIES FROM THE STOCKHOLDERS OF
KERR-MCGEE CORPORATION WITH RESPECT TO THE 2005 ANNUAL MEETING OF KERR-MCGEE'S
STOCKHOLDERS. THE PRELIMINARY PROXY STATEMENT CONTAINS DETAILED INFORMATION
REGARDING THE NAMES, AFFILIATIONS AND INTERESTS OF PERSONS WHO MAY BE DEEMED
PARTICIPANTS IN THE SOLICITATION OF PROXIES OF KERR-MCGEE'S STOCKHOLDERS. THESE
PARTIES INTEND TO FILE A DEFINITIVE PROXY STATEMENT AND OTHER RELEVANT DOCUMENTS
WITH THE SECURITIES AND EXCHANGE COMMISSION. SECURITY HOLDERS ARE ADVISED TO
READ THE PROXY STATEMENT AND OTHER RELEVANT DOCUMENTS BECAUSE THEY WILL CONTAIN
IMPORTANT INFORMATION. THE PROXY STATEMENT AND OTHER RELEVANT DOCUMENTS MAY BE
OBTAINED WITHOUT CHARGE FROM THE SECURITIES AND EXCHANGE COMMISSION'S WEBSITE AT
HTTP://WWW.SEC.GOV, AND THE DEFINITIVE PROXY STATEMENT AND A FORM OF PROXY WILL
BE MAILED TO STOCKHOLDERS OF KERR-MCGEE CORPORATION.
Item 5. Interest in Securities of the Issuer
Item 5 is hereby amended and restated to read, in its entirety, as follows:
(a) The Reporting Persons may be deemed to beneficially own, in the
aggregate, 8,184,100 Shares, representing approximately 5.01% of the Issuer's
outstanding Shares (based upon the 163,442,818 Shares stated to be outstanding
as of March 11, 2005 by the Issuer in the Issuer's definitive proxy statement on
Schedule 14A, filed with the Securities and Exchange Commission on April 1,
2005).
(b) High River has sole voting power and sole dispositive power with
regard to 1,636,820 Shares. Each of Barberry, Hopper and Carl C. Icahn has
shared voting power and shared dispositive power with regard to such Shares.
Icahn Master has sole voting power and sole dispositive power with regard to
3,341,077 Shares. Each of Icahn Offshore, CCI Offshore and Carl C. Icahn has
shared voting power and shared dispositive power with regard to such Shares.
Icahn Partners has sole voting power and sole dispositive power with regard to
3,206,203 Shares. Each of Icahn Onshore, CCI Onshore and Carl C. Icahn has
shared voting power and shared dispositive power with regard to such Shares.
Each of Hopper, Barberry and Mr. Icahn, by virtue of their
relationships to High River (as disclosed in Item 2), may be deemed to
beneficially own (as that term is defined in Rule 13d-3 under the Act) the
Shares which High River directly beneficially owns. Each of Hopper, Barberry and
Mr. Icahn disclaims beneficial ownership of such Shares for all other purposes.
Each of Icahn Offshore, CCI Offshore and Mr. Icahn, by virtue of their
relationships to Icahn Master (as disclosed in Item 2), may be deemed to
beneficially own (as that term is defined in Rule 13d-3 under the Act) the
Shares which Icahn Master directly beneficially owns. Each of Icahn Offshore,
CCI Offshore and Mr. Icahn disclaims beneficial ownership of such Shares for all
other purposes. Each of Icahn Onshore, CCI Onshore and Mr. Icahn, by virtue of
their relationships to Icahn Partners (as disclosed in Item 2), may be deemed to
beneficially own (as that term is defined in Rule 13d-3 under the Act) the
Shares which Icahn Partners directly beneficially owns. Each of Icahn Onshore,
CCI Onshore and Mr. Icahn disclaims beneficial ownership of such Shares for all
other purposes.
The Reporting Persons may be deemed to be members of a "group" with the
JANA Parties within the meaning of Section 13(d)(3) of the Act. As such, the
group may be deemed to beneficially own Shares owned by the Reporting Persons
and the JANA Parties. Upon information and belief, the JANA Parties, as of the
close of business on April 1, 2005, may be deemed to beneficially own 4,378,000
Shares in the aggregate. Accordingly, the 12,562,100 Shares that may be deemed
to be beneficially owned in the aggregate by the group constitutes approximately
7.7% of the Shares outstanding. However, neither the fact of this filing nor
anything contained herein shall be deemed to be an admission by any of the
Reporting Persons that they are the beneficial owners of Shares owned by the
JANA Parties.
(c) The following table sets forth all transactions with respect to
Shares effected during the past sixty (60) days by any of the Reporting Persons.
Other than the purchase of Shares upon exercise of the JANA Option, all such
transactions were effected in the open market, and the table includes
commissions paid in per share prices (and, with respect to Shares acquired upon
exercise of options, the table includes option purchase prices paid in per share
prices).
----------------- -------------- ------------------- -------------------
No. of Shares Price
Name Date Purchased Per Share
---------------- -------------- ------------------- -------------------
---------------- -------------- ------------------- -------------------
High River 01/24/05 45,000 60.1318
---------------- -------------- ------------------- -------------------
---------------- -------------- ------------------- -------------------
High River 01/25/05 45,000 60.3339
---------------- -------------- ------------------- -------------------
---------------- -------------- ------------------- -------------------
High River 01/26/05 67,000 59.2852
---------------- -------------- ------------------- -------------------
---------------- -------------- ------------------- -------------------
High River 01/26/05 12,000 60.5174
---------------- -------------- ------------------- -------------------
---------------- -------------- ------------------- -------------------
High River 01/28/05 60,000 60.5075
---------------- -------------- ------------------- -------------------
---------------- -------------- ------------------- -------------------
High River 01/31/05 10,000 60.8514
---------------- -------------- ------------------- -------------------
---------------- -------------- ------------------- -------------------
High River 02/03/05 30,000 62.5149
---------------- -------------- ------------------- -------------------
---------------- -------------- ------------------- -------------------
High River 02/04/05 27,000 62.9524
---------------- -------------- ------------------- -------------------
---------------- -------------- ------------------- -------------------
High River 02/24/05 118,000* 66.1770
---------------- -------------- ------------------- -------------------
---------------- -------------- ------------------- -------------------
High River 02/24/05 30,000* 65.8539
---------------- -------------- ------------------- -------------------
---------------- -------------- ------------------- -------------------
High River 02/24/05 25,400* 64.0752
---------------- -------------- ------------------- -------------------
---------------- -------------- ------------------- -------------------
High River 02/24/05 20,000* 65.9420
---------------- -------------- ------------------- -------------------
---------------- -------------- ------------------- -------------------
High River 02/24/05 300,000 76.4535
---------------- -------------- ------------------- -------------------
---------------- -------------- ------------------- -------------------
High River 02/28/05 125,000 77.1996
---------------- -------------- ------------------- -------------------
---------------- -------------- ------------------- -------------------
High River 03/01/05 50,000* 66.0000
---------------- -------------- ------------------- -------------------
---------------- -------------- ------------------- -------------------
High River 03/01/05 238,600 77.1092
---------------- -------------- ------------------- -------------------
---------------- -------------- ------------------- -------------------
High River 03/01/05 110,000 76.7300
---------------- -------------- ------------------- -------------------
---------------- -------------- ------------------- -------------------
High River 03/02/05 108,200 77.7004
---------------- -------------- ------------------- -------------------
---------------- -------------- ------------------- -------------------
High River 03/10/05 55,000 77.0961
---------------- -------------- ------------------- -------------------
---------------- -------------- ------------------- -------------------
High River 03/11/05 10,000 77.5100
---------------- -------------- ------------------- -------------------
---------------- -------------- ------------------- -------------------
High River 03/16/05 60,000 78.7567
---------------- -------------- ------------------- -------------------
---------------- -------------- ------------------- -------------------
High River 03/23/05 14,100 77.9401
---------------- -------------- ------------------- -------------------
---------------- -------------- ------------------- -------------------
High River 03/28/05 14,000 77.9163
---------------- -------------- ------------------- -------------------
---------------- -------------- ------------------- -------------------
High River 03/29/05 22,520 76.7957
---------------- -------------- ------------------- -------------------
---------------- -------------- ------------------- -------------------
High River 03/30/05 40,000 76.5262
---------------- -------------- ------------------- -------------------
---------------- -------------- ------------------- -------------------
Icahn Master 01/24/05 91,800 60.1318
---------------- -------------- ------------------- -------------------
---------------- -------------- ------------------- -------------------
Icahn Master 01/25/05 91,800 60.3339
---------------- -------------- ------------------- -------------------
---------------- -------------- ------------------- -------------------
Icahn Master 01/26/05 136,680 59.2852
---------------- -------------- ------------------- -------------------
---------------- -------------- ------------------- -------------------
Icahn Master 01/26/05 24,480 60.5174
---------------- -------------- ------------------- -------------------
---------------- -------------- ------------------- -------------------
Icahn Master 01/28/05 122,400 60.5075
---------------- -------------- ------------------- -------------------
---------------- -------------- ------------------- -------------------
Icahn Master 01/31/05 20,400 60.8514
---------------- -------------- ------------------- -------------------
---------------- -------------- ------------------- -------------------
Icahn Master 02/03/05 61,200 62.5149
---------------- -------------- ------------------- -------------------
---------------- -------------- ------------------- -------------------
Icahn Master 02/04/05 55,080 62.9524
---------------- -------------- ------------------- -------------------
---------------- -------------- ------------------- -------------------
Icahn Master 02/24/05 240,700* 66.2058
---------------- -------------- ------------------- -------------------
---------------- -------------- ------------------- -------------------
Icahn Master 02/24/05 61,200* 65.8823
---------------- -------------- ------------------- -------------------
---------------- -------------- ------------------- -------------------
Icahn Master 02/24/05 51,800* 64.1035
---------------- -------------- ------------------- -------------------
---------------- -------------- ------------------- -------------------
Icahn Master 02/24/05 40,800* 65.9700
---------------- -------------- ------------------- -------------------
---------------- -------------- ------------------- -------------------
Icahn Master 02/24/05 612,000 76.4535
---------------- -------------- ------------------- -------------------
---------------- -------------- ------------------- -------------------
Icahn Master 02/28/05 255,000 77.1996
---------------- -------------- ------------------- -------------------
---------------- -------------- ------------------- -------------------
Icahn Master 03/01/05 104,000* 66.0000
---------------- -------------- ------------------- -------------------
---------------- -------------- ------------------- -------------------
Icahn Master 03/01/05 486,744 77.1092
---------------- -------------- ------------------- -------------------
---------------- -------------- ------------------- -------------------
Icahn Master 03/01/05 224,400 76.7300
---------------- -------------- ------------------- -------------------
---------------- -------------- ------------------- -------------------
Icahn Master 03/02/05 220,728 77.7004
---------------- -------------- ------------------- -------------------
---------------- -------------- ------------------- -------------------
Icahn Master 03/10/05 112,200 77.0961
---------------- -------------- ------------------- -------------------
---------------- -------------- ------------------- -------------------
Icahn Master 03/11/05 20,400 77.5100
---------------- -------------- ------------------- -------------------
---------------- -------------- ------------------- -------------------
Icahn Master 03/16/05 122,400 78.7567
---------------- -------------- ------------------- -------------------
---------------- -------------- ------------------- -------------------
Icahn Master 03/23/05 28,764 77.9401
---------------- -------------- ------------------- -------------------
---------------- -------------- ------------------- -------------------
Icahn Master 03/28/05 28,560 77.9163
---------------- -------------- ------------------- -------------------
---------------- -------------- ------------------- -------------------
Icahn Master 03/29/05 45,941 76.7957
---------------- -------------- ------------------- -------------------
---------------- -------------- ------------------- -------------------
Icahn Master 03/30/05 81,600 76.5262
---------------- -------------- ------------------- -------------------
---------------- -------------- ------------------- -------------------
Icahn Partners 01/24/05 88,200 60.1318
---------------- -------------- ------------------- -------------------
---------------- -------------- ------------------- -------------------
Icahn Partners 01/25/05 88,200 60.3339
---------------- -------------- ------------------- -------------------
---------------- -------------- ------------------- -------------------
Icahn Partners 01/26/05 131,320 59.2852
---------------- -------------- ------------------- -------------------
---------------- -------------- ------------------- -------------------
Icahn Partners 01/26/05 23,520 60.5174
---------------- -------------- ------------------- -------------------
---------------- -------------- ------------------- -------------------
Icahn Partners 01/28/05 117,600 60.5075
---------------- -------------- ------------------- -------------------
---------------- -------------- ------------------- -------------------
Icahn Partners 01/31/05 19,600 60.8514
---------------- -------------- ------------------- -------------------
---------------- -------------- ------------------- -------------------
Icahn Partners 02/03/05 58,800 62.5149
---------------- -------------- ------------------- -------------------
---------------- -------------- ------------------- -------------------
Icahn Partners 02/04/05 52,920 62.9524
---------------- -------------- ------------------- -------------------
---------------- -------------- ------------------- -------------------
Icahn Partners 02/24/05 231,300* 66.2062
---------------- -------------- ------------------- -------------------
---------------- -------------- ------------------- -------------------
Icahn Partners 02/24/05 58,800* 65.8823
---------------- -------------- ------------------- -------------------
---------------- -------------- ------------------- -------------------
Icahn Partners 02/24/05 49,800* 64.1035
---------------- -------------- ------------------- -------------------
---------------- -------------- ------------------- -------------------
Icahn Partners 02/24/05 39,200* 65.9700
---------------- -------------- ------------------- -------------------
---------------- -------------- ------------------- -------------------
Icahn Partners 02/24/05 588,000 76.4535
---------------- -------------- ------------------- -------------------
---------------- -------------- ------------------- -------------------
Icahn Partners 02/28/05 245,000 77.1996
---------------- -------------- ------------------- -------------------
---------------- -------------- ------------------- -------------------
Icahn Partners 03/01/05 96,000* 66.0000
---------------- -------------- ------------------- -------------------
---------------- -------------- ------------------- -------------------
Icahn Partners 03/01/05 467,656 77.1092
---------------- -------------- ------------------- -------------------
---------------- -------------- ------------------- -------------------
Icahn Partners 03/01/05 215,600 76.7300
---------------- -------------- ------------------- -------------------
---------------- -------------- ------------------- -------------------
Icahn Partners 03/02/05 212,072 77.7004
---------------- -------------- ------------------- -------------------
---------------- -------------- ------------------- -------------------
Icahn Partners 03/10/05 107,800 77.0961
---------------- -------------- ------------------- -------------------
---------------- -------------- ------------------- -------------------
Icahn Partners 03/11/05 19,600 77.5100
---------------- -------------- ------------------- -------------------
---------------- -------------- ------------------- -------------------
Icahn Partners 03/16/05 117,600 78.7567
---------------- -------------- ------------------- -------------------
---------------- -------------- ------------------- -------------------
Icahn Partners 03/23/05 27,636 77.9401
---------------- -------------- ------------------- -------------------
---------------- -------------- ------------------- -------------------
Icahn Partners 03/28/05 27,440 77.9163
---------------- -------------- ------------------- -------------------
---------------- -------------- ------------------- -------------------
Icahn Partners 03/29/05 44,139 76.7957
---------------- -------------- ------------------- -------------------
---------------- -------------- ------------------- -------------------
Icahn Partners 03/30/05 78,400 76.5262
---------------- -------------- ------------------- -------------------
* Shares acquired upon exercise of options
(including, where applicable, the JANA Option)
Item 6.Contracts, Arrangements, Understandings or Relationship with
Respect to Securities of the Issuer
Item 6 is hereby amended and restated to read, in its entirety, as follows:
On March 1, 2005, the Reporting Persons exercised the JANA Option more
fully described in Item 4. A copy of the JANA Option is filed herewith as an
exhibit and incorporated herein by reference, and any descriptions herein of the
JANA Option are qualified in their entirety by reference to the JANA Option.
On March 2, 2005, the Reporting Persons sent to the Issuer the
Notification Letter more fully described in Item 4. A copy of the Notification
Letter is filed herewith as an exhibit and incorporated herein by reference, and
any descriptions herein of the Notification Letter are qualified in their
entirety by reference to the Notification Letter.
On March 3, 2005, the Reporting Persons and JANA Partners LLC sent to
the Issuer the Proposed Transaction Letter more fully described in Item 4. A
copy of the Proposed Transaction Letter is filed herewith as an exhibit and
incorporated herein by reference, and any descriptions herein of the Proposed
Transaction Letter are qualified in their entirety by reference to the Proposed
Transaction Letter.
On March 10, 2005, the Reporting Persons and JANA Partners LLC sent to
the Issuer the Response Letter more fully described in Item 4. A copy of the
Response Letter is filed herewith as an exhibit and incorporated herein by
reference, and any descriptions herein of the Response Letter are qualified in
their entirety by reference to the Response Letter.
On March 10, 2005, the Issuer filed a lawsuit in federal court in
Oklahoma against the Reporting Persons, the JANA Parties and certain of their
respective affiliates. A copy of the Complaint is filed herewith as an exhibit
and incorporated herein by reference, and any descriptions herein of the
Complaint are qualified in their entirety by reference to the Complaint.
On March 17, 2005, the Reporting Persons sent to the Issuer the Demand
Letter more fully described in Item 4. A copy of the Demand Letter is filed
herewith as an exhibit and incorporated herein by reference, and any
descriptions herein of the Demand Letter are qualified in their entirety by
reference to the Demand Letter.
On March 24, 2005, the Reporting Persons, the JANA Parties and certain
related parties filed a preliminary proxy statement with the SEC relating to the
solicitation of proxies on behalf of Carl C. Icahn and Barry S. Rosenstein as
candidates for director at the Issuer's 2005 annual meeting of stockholders.
On March 24, 2005, the Reporting Persons and the JANA Parties agreed to
each pay half of all costs related to the solicitation of proxies (including
expenditures for public relations and financial advisers, proxy solicitors,
advertising, printing, transportation and related expenses), except that the
Reporting Persons and the JANA Parties will each bear their own legal expenses.
On April 4 2005, the Reporting Persons and JANA Partners LLC sent the
Board Letter to the Board of Directors of the Issuer. A copy of the Board Letter
is filed herewith as an exhibit and incorporated herein by reference, and any
descriptions herein of the Board Letter are qualified in their entirety by
reference to the Board Letter.
On April 4, 2005, the Reproting Persons filed the Answer. A copy of the
Answer is filed herewith as an exhibit and incorporated herein by reference,
and any descriptions herein of the Answer are qualified in their entirety by
reference to the Answer.
As a result of the foregoing, the Reporting Persons and the JANA
Parties may be deemed to be members of a "group" within the meaning of Section
13(d)(3) of the Act. However, neither the fact of this filing nor anything
contained herein shall be deemed to be an admission by any of the Reporting
Persons that they are the beneficial owners of Shares owned by the JANA Parties.
Except as described herein, none of the Reporting Persons has any
contracts, arrangements, understandings or relationships (legal or otherwise)
with any person with respect to any securities of the Issuer, including but not
limited to the transfer or voting of any of the securities, finder's fees, joint
ventures, loan or option arrangements, puts or calls, guarantees of profits,
division of profits or losses, or the giving or withholding of proxies.
Item 7. Material to be Filed as Exhibits
Item 7 is hereby amended and restated to read, in its entirety, as follows:
1 Joint Filing Agreement of the Reporting Persons (previously filed).
2 Stock Option Agreement among the Reporting Persons and JANA Master Fund Ltd
(previously filed).
3 Notification Letter from the Reporting Persons to the Issuer
(previously filed).
4 Proposed Transaction Letter from the Reporting Persons and JANA Partners LLC
to the Issuer (previously filed).
5 Letter from the Reporting Persons and JANA Partners LLC to the Issuer
(previously filed).
6 Complaint filed by the Issuer against the Reporting Persons and the JANA
Parties (previously filed).
7 Letter from the Reporting Persons to the Issuer (previously filed).
8 Letter from the Reporting Persons and JANA Partners LLC to the
Board of Directors of the Issuer (filed herewith).
9. Answer filed by the Reporting Persons (filed herewith).
SIGNATURE
After reasonable inquiry and to the best of each of the undersigned
knowledge and belief, each of the undersigned certifies that the information set
forth in this statement is true, complete and correct.
Dated: April 4, 2005
HOPPER INVESTMENTS LLC
By: Barberry Corp.
By: /s/ Edward E. Mattner
Name: Edward E. Mattner
Title: Authorized Signatory
BARBERRY CORP.
By: /s/ Edward E. Mattner
Name: Edward E. Mattner
Title: Authorized Signatory
HIGH RIVER LIMITED PARTNERSHIP
By: Hopper Investments LLC, General Partner
By: Barberry Corp., member
By: /s/ Edward E. Mattner
Name: Edward E. Mattner
Title: Authorized Signatory
ICAHN PARTNERS MASTER FUND L.P.
By: /s/ Edward E. Mattner
Name: Edward E. Mattner
Title: Authorized Signatory
[Signature Page of Amendment #3 to Schedule 13D -
Kerr-McGee, Inc.]
ICAHN OFFSHORE L.P.
By: /s/ Edward E. Mattner
Name: Edward E. Mattner
Title: Authorized Signatory
CCI OFFSHORE LLC
By: /s/ Edward E. Mattner
Name: Edward E. Mattner
Title: Authorized Signatory
ICAHN PARTNERS L.P.
By: /s/ Edward E. Mattner
Name: Edward E. Mattner
Title: Authorized Signatory
ICAHN ONSHORE L.P.
By: /s/ Edward E. Mattner
Name: Edward E. Mattner
Title: Authorized Signatory
CCI ONSHORE LLC
By: /s/ Edward E. Mattner
Name: Edward E. Mattner
Title: Authorized Signatory
/s/ Carl C. Icahn_____________
-----------------
CARL C. ICAHN
[Signature Page of Amendment #3 to Schedule 13D -
Kerr-McGee, Inc.]
SCHEDULE A
DIRECTORS AND EXECUTIVE OFFICERS OF THE REPORTING PERSONS
Name, Business Address and Principal Occupation of Each Executive
Officer and Director of High River and Barberry.
The following sets forth the name, position, and principal occupation
of each director and executive officer of each of High River and Barberry. Each
such person is a citizen of the United States of America. Except as otherwise
indicated, the business address of each director and officer is c/o Icahn
Associates Corp., 767 Fifth Avenue, 47th Floor, New York, New York 10153. To the
best of the Reporting Persons' knowledge, except as set forth in this statement
on Schedule 13D, none of the directors or executive officers of the Reporting
Persons own any shares of the Issuer.
HIGH RIVER LIMITED PARTNERSHIP
Name Position
---- --------
Hopper Investments LLC General Partner
BARBERRY CORP.
Name Position
---- --------
Carl C. Icahn Chairman, President and Secretary
Jordan Bleznick Vice President - Taxes
SCHEDULE B
-----------
On January 5, 2001, Reliance Group Holdings, Inc. ("Reliance")
commenced an action in the United States District Court for the Southern
District of New York against "Carl C. Icahn, Icahn Associates Corp. and High
River Limited Partnership" alleging that High River's tender offer for Reliance
9% senior notes violated Section 14(e) of the Exchange Act. Reliance sought a
temporary restraining order and preliminary and permanent injunctive relief to
prevent defendants from purchasing the notes. The Court initially imposed a
temporary restraining order. Defendants then supplemented the tender offer
disclosures. The Court conducted a hearing on the disclosures and other matters
raised by Reliance. It then denied plaintiffs' motion for a preliminary
injunction and ordered dissolution of its temporary restraining order following
dissemination of the supplement.
Reliance took an immediate appeal to the United States Court of Appeals
for the Second Circuit and sought a stay to restrain defendants from purchasing
notes during the pendency of the appeal. On January 30, 2001, the Court of
Appeals denied plaintiff's stay application. On January 30, Reliance also sought
a further temporary restraining order from the District Court. The Court
considered the matter and reimposed its original restraint until noon the next
day, at which time the restraint was dissolved. The appeal was argued on March 9
and denied on March 22, 2001.
EX-99
2
kerrmcgeeltr44.txt
ICAHN PARTNERS LP
ICAHN PARTNERS MASTER FUND LP
HIGH RIVER LIMITED PARTNERSHIP
JANA PARTNERS LLC
April 4, 2005
VIA FEDERAL EXPRESS AND FACSIMILE
Board of Directors
Kerr-McGee Corporation
123 Robert S. Kerr Avenue
Oklahoma City, Oklahoma 73102
Ladies and Gentlemen:
We are appalled at the blatant attempt by Kerr-McGee to thwart our
ability to present to its stockholders a clear alternative in the election of
directors at the upcoming annual meeting of stockholders.
As you know, we have a vision for Kerr-McGee that is quite different
from the current Board's view of what is good for stockholder values. Our views
were set forth in our letter to you of March 10, 2005. Other than the sale of
the chemicals division, as to which you concur with us, you have to date
rejected our proposed VPP sale and the repurchase of common stock with the
proceeds thereof at prices above $90 per share.
Our proposed nomination of Carl C. Icahn and Barry S. Rosenstein for
election to the Board at the annual meeting has been met by you with litigation
which seeks to prevent Kerr-McGee stockholders from having the opportunity to
choose whether our views should be heard at the Board level on a continuing
basis and whether we should play a part in making decisions about the future of
Kerr-McGee. Rather than allowing stockholders to vote on the relative merits of
our respective views, you have sought to disenfranchise the stockholders of
Kerr-McGee in connection with the election of directors.
Surely you are aware that, if you are unsuccessful in court, your
stockholders will not look favorably on your stance against free and open
elections. Even if you are somehow successful in court in quashing our
nominations, we will urge every Kerr McGee stockholder who agrees with our views
to persuade the Board that it is making a grave mistake in its assault on
corporate democracy. We believe that your tactics will not be lost on your
stockholders and that, therefore, your undemocratic strategy will backfire in
either event.
We strongly suggest that you allow your stockholders the opportunity to
determine whether our views or the Board's views comport with their views about
the future of Kerr-McGee. They can only do so in a real election contest, not a
single ballot election.
Very truly yours,
CARL C. ICAHN
BARRY S. ROSENSTEIN
[04.04.05 Letter to Kerr-McGee Board from Icahn and Rosenstein]
CARL C. ICAHN, BARRY S. ROSENSTEIN AND CERTAIN RELATED PARTIES FILED A
PRELIMINARY PROXY STATEMENT WITH THE SECURITIES AND EXCHANGE COMMISSION ON MARCH
24, 2005 RELATING TO THEIR SOLICITATION OF PROXIES FROM THE STOCKHOLDERS OF
KERR-MCGEE CORPORATION WITH RESPECT TO THE 2005 ANNUAL MEETING OF KERR-MCGEE'S
STOCKHOLDERS. THE PRELIMINARY PROXY STATEMENT CONTAINS DETAILED INFORMATION
REGARDING THE NAMES, AFFILIATIONS AND INTERESTS OF PERSONS WHO MAY BE DEEMED
PARTICIPANTS IN THE SOLICITATION OF PROXIES OF KERR-MCGEE'S STOCKHOLDERS. THESE
PARTIES INTEND TO FILE A DEFINITIVE PROXY STATEMENT AND OTHER RELEVANT DOCUMENTS
WITH THE SECURITIES AND EXCHANGE COMMISSION. SECURITY HOLDERS ARE ADVISED TO
READ THE PROXY STATEMENT AND OTHER RELEVANT DOCUMENTS BECAUSE THEY WILL CONTAIN
IMPORTANT INFORMATION. THE PROXY STATEMENT AND OTHER RELEVANT DOCUMENTS MAY BE
OBTAINED WITHOUT CHARGE FROM THE SECURITIES AND EXCHANGE COMMISSION'S WEBSITE AT
HTTP://WWW.SEC.GOV, AND THE DEFINITIVE PROXY STATEMENT AND A FORM OF PROXY WILL
BE MAILED TO STOCKHOLDERS OF KERR-MCGEE CORPORATION.
EX-99
3
kerrmcgeecomplaint.txt
IN THE UNITED STATES DISTRICT COURT
FOR THE WESTERN DISTRICT OF OKLAHOMA
(1) KERR-MCGEE CORPORATION, )
)
Plaintiff, )
vs. )
)
(1) CARL C. ICAHN, (2) BARBERRY CORPORATION, (3) HOPPER )
INVESTMENTS, LLC, (4) HIGH RIVER LIMITED PARTNERSHIP, (5) ICAHN)
PARTNERS MASTER FUND LP, (6) ICAHN OFFSHORE LP, (7 CCI OFFSHORE)No.Civ-05-276-L
LLC, (8) ICAHN PARTNERS LP, (9) ICAHN ONSHORE LP, (10) CCI )
ONSHORE LLC, (11) JANA PARTNERS LLC, (12) BARRY ROSENSTEIN, )
and (13) GARY CLAAR, )
)
Defendants. )
)
)
)
)
THE ICAHN DEFENDANTS' ANSWER TO PLAINTIFF'S AMENDED COMPLAINT
Defendants 1-10, Carl C. Icahn, Barberry Corporation, Hopper
Investments, LLC, High River Limited Partnership, Icahn Partners Master Fund LP,
Icahn Offshore LP, CCI Offshore LLC, Icahn Partners LP, Icahn Onshore LP, and
CCI Onshore LLC (collectively, the "Icahn Defendants"), by and through their
undersigned counsel, hereby respond to plaintiff, Kerr-McGee Corporation's
("KMG"), amended complaint dated March 14, 2005 (the "Amended Complaint") as
follows:
1. The Icahn Defendants deny the allegations set forth in paragraph 1
of the Amended Complaint, except admit that KMG purports to seek
injunctive relief.
2. The documents referred to by paragraph 2 of the Amended Complaint
speak for themselves and the Icahn Defendants deny any characterization
of those documents that is inconsistent with their express terms, and
deny the remaining allegations set forth in paragraph 2 of the Amended
Complaint.
3. The Icahn Defendants deny the allegations set forth in paragraph 3
of the Amended Complaint, except admit that Mr. Icahn controls the
Icahn Defendants.
4. The Icahn Defendants deny knowledge or information sufficient to
form a belief as to the truth of the allegations set forth in paragraph
4 of the Amended Complaint.
5. The allegations in paragraph 5 of the Amended Complaint set forth
legal conclusions to which no response is required. To the extent a
response is required, the Icahn Defendants deny the allegations set
forth in paragraph 5 of the Amended Complaint.
6. The allegations in paragraph 6 of the Amended Complaint set forth a
legal conclusion to which no response is required. To the extent a
response is required, the Icahn Defendants deny the allegations set
forth in paragraph 6 of the Amended Complaint, except admit that
certain Icahn Defendants are shareholders of KMG.
7. The allegations in paragraph 7 of the Amended Complaint set forth a
legal conclusion to which no response is required. To the extent a
response is required, the Icahn Defendants deny the allegations set
forth in paragraph 7 of the Amended Complaint, except admit delivering
a letter dated March 2, 2005, to KMG, and respectfully refer the Court
to that document for its contents.
8. The allegations in paragraph 8 of the Amended Complaint set forth a
legal conclusion to which no response is required. To the extent a
response is required, the Icahn Defendants deny the allegations set
forth in paragraph 8 of the Amended Complaint.
9. The documents referred to by paragraph 9 of the Amended Complaint
speak for themselves and the Icahn Defendants deny any characterization
of those documents that is inconsistent with their express terms, and
deny the remaining allegations set forth in paragraph 9 of the Amended
Complaint.
10. The Icahn Defendants deny the allegations set forth in paragraph 10
of the Amended Complaint. 11. The allegations in paragraph 11 of the
Amended Complaint set forth legal conclusions to which no response is
required. To the extent a response is required, the Icahn Defendants
deny the allegations set forth in paragraph 11.
12. The allegations in paragraph 12 of the Amended Complaint set forth
legal conclusions to which no response is required. To the extent a
response is required, the Icahn Defendants deny the allegations set
forth in paragraph 12 of the Amended Complaint.
13. The allegations in paragraph 13 of the Amended Complaint set forth
legal conclusions to which no response is required. To the extent a
response is required, the Icahn Defendants deny the allegations set
forth in paragraph 13 of the Amended Complaint, except admit they have
disclosed their intention to solicit proxies in support of the election
of Carl C. Icahn and Barry Rosenstein as directors of KMG.
14. The Icahn Defendants deny the allegations set forth in
paragraph 14 of the Amended Complaint.
15. The Icahn Defendants deny the allegations set forth in
paragraph 15 of the Amended Complaint,
except admit that KMG purports to seek a declaratory judgment.
16. The allegations in paragraph 16 of the Amended Complaint set forth
legal conclusions to which no response is required.
17. The allegations in paragraph 17 of the Amended Complaint set forth
legal conclusions to which no response is required.
18. The allegations in paragraph 18 of the Amended Complaint set forth
legal conclusions to which no response is required.
19. On information and belief, the Icahn Defendants admit the
allegations contained in paragraph 19 of the Amended Complaint.
20. The Icahn Defendants deny the allegations set forth in paragraph
20, except admit that: (a) Carl C. Icahn is a resident of New York and
controls directly and indirectly the remaining Icahn Defendants;
(b) Barberry Corporation is a Delaware corporation primarily engaged in
the business of investing in securities, 100 percent owned by Carl C.
Icahn and the sole member of Hopper Investments, LLC;
(c) Hopper Investments, LLC is a limited liability company primarily
engaged in the business of serving as the general partner of High River
Limited Partnership;
(d) High River Limited Partnership is a Delaware corporation primarily
engaged in the business of investing in securities;
(e) Icahn Partners Master Fund LP is a Cayman Islands limited
partnership primarily engaged in the business of investing in
securities, Icahn Offshore LP is a Delaware limited partnership
primarily engaged in the business of acting as a general partner of
Icahn Masters Fund L.P., and CCI Offshore LLC is a Delaware limited
liability company primarily engaged in the business of acting as
general partner to Icahn Offshore LP and is 100 percent owned by Carl
C. Icahn; and
(f) Icahn Partners L.P. is a Delaware limited partnership primarily
engaged in the business of investing in securities, Icahn Onshore L.P.
is a Delaware limited partnership primarily engaged in the business of
serving as the general partner of Icahn Partners L.P., and CCI Onshore
LLC is a Delaware limited liability company primarily engaged in the
business of serving as the general partner of Icahn Partners L.P. and
is 100 percent owned by Carl C. Icahn.
21. The Icahn Defendants deny knowledge or information sufficient to
form a belief as to the truth of the allegations set forth in paragraph
21 of the Amended Complaint.
22. The Icahn Defendants deny the allegations set forth in paragraph 22
of the Amended Complaint, except admit acquiring common stock of KMG
and subsequently attempting to maximize shareholder value.
23. The documents referred to by paragraph 23 of the Amended Complaint
speak for themselves and the Icahn Defendants deny any characterization
of those documents that is inconsistent with their contents, and deny
the remaining allegations set forth in paragraph 23 of the Amended
Complaint.
24. The document referred to by paragraph 24 of the Amended Complaint
speaks for itself and the Icahn Defendants deny any characterization of
that document that is inconsistent with its express terms. The Icahn
Defendants deny knowledge or information sufficient to form a belief as
to the truth of the remaining allegations set forth in paragraph 24 of
the Amended Complaint.
25. The documents referred to by paragraph 25 of the Amended Complaint
speak for themselves and the Icahn Defendants deny any characterization
of those documents that is inconsistent with their express terms, and
deny the remaining allegations set forth in paragraph 25 of the Amended
Complaint.
26.The Icahn Defendants deny the allegations set forth in paragraph 26
of the Amended Complaint.
27.The Icahn Defendants deny the allegations set forth in paragraph 27
of the Amended Complaint, except admit that certain Icahn Defendants
acquired shares of KMG. The Icahn Defendants deny knowledge or
information sufficient to form a belief as to the truth of the
allegations regarding the JANA Defendants set forth in paragraph 27
of the Amended Complaint.
28. The allegations in paragraph 28 of the Amended Complaint set forth
legal conclusions to which no response is required. To the extent a
response is required, the Icahn Defendants deny the allegations set
forth in paragraph 28 of the Amended Complaint.
29. The allegations in paragraph 29 of the Amended Complaint set forth
legal conclusions to which no response is required. To the extent a
response is required, the Icahn Defendants deny the allegations set
forth in paragraph 29 of the Amended Complaint, except admit filing a
notification pursuant to the Hart-Scott-Rodino Antitrust Improvements
Act on January 28, 2005.
30. The allegations in paragraph 30 of the Amended Complaint set forth
a legal conclusion to which no response is required. To the extent a
response is required, the Icahn Defendants admit that certain Icahn
Defendants were granted early termination.
31. The Icahn Defendants deny the allegations set forth in paragraph 31
of the Amended Complaint, except deny knowledge or information
sufficient to form a belief as to the truth of the allegations
regarding the JANA Defendants set forth in paragraph 31 of the Amended
Complaint, and admit that certain of the Icahn Defendants purchased an
option to buy 250,000 shares from JANA Partners LLC.
32. The Icahn Defendants deny knowledge or information sufficient to
form a belief as to the truth of the allegations set forth in paragraph
32 of the Amended Complaint.
33. The allegations in paragraph 33 of the Amended Complaint set forth
a legal conclusion to which no response is required. To the extent a
response is required, the Icahn Defendants deny the allegations set
forth in paragraph 33 of the Amended Complaint.
34. The Icahn Defendants deny the allegations set forth in paragraph 34
of the Amended Complaint, except admit Mr. Icahn and Mr. Rosenstein
participated in a telephone call with KMG's Chief Executive Officer
Luke Corbett on February 23, 2005, during which they discussed ways to
maximize shareholder value, including selling KMG's chemical business,
a VPP and a stock buyback.
35. The documents referred to by paragraph 35 of the Amended Complaint
speak for themselves and the Icahn Defendants deny any characterization
of those documents that is inconsistent with their express terms, and
deny the remaining allegations set forth in paragraph 35 of the Amended
Complaint.
36. The document referred to by paragraph 36 of the Amended Complaint
speaks for itself and the Icahn Defendants deny any characterization of
that document that is inconsistent with its express terms.
37. The Icahn Defendants deny the allegations set forth in paragraph 37
of the Amended Complaint, except admit that Mr. Icahn and Mr.
Rosenstein participated in a telephone call with KMG's Chief Executive
Officer Luke Corbett on February 23, 2005, during which they discussed
current energy prices, as well as Mr. Icahn's and Mr. Rosenstein's
proposal regarding KMG.
38. The Icahn Defendants deny the allegations set forth in paragraph 38
of the Amended Complaint. 39. The allegations in paragraph 39 of the
Amended Complaint set forth legal conclusions to which no response
is required.
40. The document referred to by paragraph 40 of the Amended Complaint
speaks for itself and the Icahn Defendants deny any characterization of
that document that is inconsistent with its contents. The allegations
in paragraph 40 of the Amended Complaint set forth legal conclusions to
which no response is required. To the extent a response is required,
the Icahn Defendants deny the allegations set forth in paragraph 40 of
the Amended Complaint.
41. The Icahn Defendants deny knowledge or information sufficient to
form a belief as to the truth of the allegations set forth in paragraph
41 of the Amended Complaint.
42. The Icahn Defendants deny knowledge or information sufficient to
form a belief as to the truth of the allegations set forth in paragraph
42 of the Amended Complaint.
43. The document referred to in paragraph 43 of the Amended Complaint
speaks for itself and the Icahn Defendants deny any characterization of
that document that is inconsistent with its contents. The allegations
in paragraph 43 of the Amended Complaint set forth legal conclusions to
which no response is required. To the extent a response is required,
the Icahn Defendants deny knowledge or information sufficient to form a
belief as to the truth of the allegations set forth in paragraph 43 of
the Amended Complaint.
44. The document referred to by paragraph 44 of the Amended Complaint
speaks for itself and the Icahn Defendants deny any characterization of
that document that is inconsistent with its express terms.
45. The document referred to by paragraph 45 of the Amended Complaint
speaks for itself and the Icahn Defendants deny any characterization of
that document that is inconsistent with its contents. The allegations
in paragraph 45 of the Amended Complaint set forth legal conclusions to
which no response is required. To the extent a response is required,
the Icahn Defendants deny the allegations set forth in paragraph 45 of
the Amended Complaint.
46. The allegations in paragraph 46 of the Amended Complaint set forth
legal conclusions to which no response is required. To the extent a
response is required, the Icahn Defendants deny the allegations set
forth in paragraph 46 of the Amended Complaint.
47. The documents referred to by paragraph 47 of the Amended Complaint
speak for themselves and the Icahn Defendants deny any characterization
of those documents that is inconsistent with their express terms.
48. The Icahn Defendants deny the allegations set forth in paragraph 48
of the Amended Complaint. 49. The allegations in paragraph 49 of the
Amended Complaint set forth legal conclusions to which
no response is required. To the extent a response is required,
the Icahn Defendants deny the allegations set forth in
paragraph 49 of the Amended Complaint.
50. The document referred to by paragraph 50 of the Amended Complaint
speaks for itself and the Icahn Defendants deny any characterization
of that document that is inconsistent with its contents. The
allegations in paragraph 50 of the Amended Complaint set forth legal
conclusions to which no response is required. To the extent a
response is required, the Icahn Defendants deny the allegations set
forth in paragraph 50 of the Amended Complaint.
51. The document referred to by paragraph 51 of the Amended Complaint
speaks for itself and the Icahn Defendants deny any characterization
of that document that is inconsistent with its contents. The
allegations in paragraph 51 of the Amended Complaint set forth legal
conclusions to which no response is required. To the extent a
response is required, the Icahn Defendants deny the allegations set
forth in paragraph 51 of the Amended Complaint.
52. The document referred to by paragraph 52 of the Amended Complaint
speaks for itself and the Icahn Defendants deny any
characterization of that document that is inconsistent with its
contents. The allegations in paragraph 52 of the Amended Complaint
set forth legal conclusions to which no response is required.
To the extent a response is required, the Icahn Defendants deny the
allegations set forth in paragraph 52 of the Amended Complaint.
53. The Icahn Defendants deny the allegations set forth in paragraph 53
of the Amended Complaint except that KMG and its stockholders are
entitled to honest proxy solicitations and a fair and fully informed
election of directors.
FIRST CLAIM
Violation of Reporting Requirements of
Section 13(d) of the 1934 Act and Rule 13d-1
54. The Icahn Defendants repeat and re-allege their responses to
paragraphs 1 through 53 of the Amended Complaint as if fully set forth
herein.
55. The allegations in paragraph 55 of the Amended Complaint set forth
legal conclusions to which no response is required.
56.The Icahn Defendants deny the allegations set forth in paragraph 56
of the Amended Complaint.
57.The Icahn Defendants deny the allegations set forth in paragraph 57
of the Amended Complaint.
58.The Icahn Defendants deny the allegations set forth in paragraph 58
of the Amended Complaint.
SECOND CLAIM
Failure of the Proposed Notification to Comply with the
Company's ByLaws 59. The Icahn Defendants repeat and re-allege their
responses to paragraphs 1 through 58 of the Amended Complaint
as if fully set forth herein.
60. The allegations in paragraph 60 of the Amended Complaint set forth
legal conclusions to which no response is required.
61. The allegations in paragraph 61 of the Amended Complaint set forth
legal conclusions to which no response is required.
62. The allegations in paragraph 62 of the Amended Complaint set forth
legal conclusions to which no response is required.
63.The Icahn Defendants deny the allegations set forth in paragraph 63
of the Amended Complaint.
64.The Icahn Defendants deny the allegations set forth in paragraph 64
of the Amended Complaint.
THIRD CLAIM
Violation of Section 14(a) of the Exchange Act and SEC
Rule 14a-9 65. The Icahn Defendants repeat and re-allege their
responses to paragraphs 1 through 64 of the Amended Complaint as if
fully set forth herein.
66. The allegations in paragraph 66 of the Amended Complaint set forth
legal conclusions to which no response is required.
67.The Icahn Defendants deny the allegations set forth in paragraph 67
of the Amended Complaint.
68.The Icahn Defendants deny the allegations set forth in paragraph 68
of the Amended Complaint.
69.The Icahn Defendants deny the allegations set forth in paragraph 69
of the Amended Complaint.
FIRST DEFENSE
70. The Amended Complaint fails to state a claim upon which
relief can be granted.
SECOND DEFENSE
71. None of the alleged omissions and/or misrepresentations of
fact alleged in the Amended Complaint were or are material
within the meaning of the federal securities laws and/or
KMG's Amended and Restated Bylaws.
THIRD DEFENSE
72. KMG has not sustained any legally cognizable injuries.
FOURTH DEFENSE
73. The injuries allegedly sustained by KMG were not
directly or proximately caused by any alleged misrepresentation
and/or omission alleged in the Amended Complaint.
FIFTH DEFENSE
76. KMG's claims for equitable relief are barred by the
doctrine of unclean hands.
SIXTH DEFENSE
75. One or more of the claims set forth in the Amended Complaint
are barred by the doctrines of waiver or estoppel.
WHEREFORE, the Icahn Defendants respectfully request judgment
dismissing the Amended Complaint in its entirety, together with attorney's fees,
costs and disbursements incurred in defending this action, and such further
relief as the Court may deem just and proper.
Dated: April 1, 2005
/s/Timothy D. DeGiusti__________________________
------------------------------------------------
Timothy D. DeGiusti, OBA No. 13215
Don G. Holladay, OBA No. 4294
HOLLADAY CHILTON & DeGIUSTI, PLLC
204 North Robinson, Suite 1550
Oklahoma City, OK 73102
(405) 236-2343 telephone
(405) 236-2349 facsimile
E-mail: tdegiusti@hcdattorneys.com
Attorneys for Defendants 1-10: Carl
C. Icahn; Barberry Corporation;
Hopper Investments, LLC; High River
Limited Partnership; Icahn Partners
Master Fund LP; Icahn Offshore LP;
CCI Offshore, LLC; Icahn Partners,
LP; Icahn Onshore, LP; and CCI
Onshore, LLC.
Of Counsel:
Theodore Altman
Douglas Rappaport
DLA PIPER RUDNICK GRAY CARY US LLP 1251 Avenue of the Americas New York, New
York 10020 (212) 835-6060 telephone (212) 835-6001 facsimile E-mail:
theodore.altman@dlapiper.com
douglas.rappaport@dlapiper.com
CERTIFICATE OF SERVICE
I hereby certify that on this 1st day of April, 2005, I electronically
transmitted the attached document to the Clerk of Court using the ECF System for
filing and transmittal of Defendants' Answer to Plaintiff's Amended Complaint to
the following ECF registrants: Harry A. Woods and Charles B. Goodwin, of the law
firm Crowe & Dunlevy, and mailed a copy of the attached document to any attorney
of record who is not an ECF participant.
/s/Timothy D. DeGiusti__________________________